Legislature(2001 - 2002)

03/22/2001 03:05 PM House HES

Audio Topic
* first hearing in first committee of referral
+ teleconferenced
= bill was previously heard/scheduled
HB 124-NURS.HOME/ASSISTED LIV. EMPLOYEES/VISITOR                                                                              
                                                                                                                                
CHAIR DYSON  announced that the  committee would hear  HOUSE BILL                                                               
NO.  124, "An  Act  prohibiting nursing  facilities and  assisted                                                               
living homes  from employing or  allowing access by  persons with                                                               
certain criminal backgrounds, with exceptions."                                                                                 
                                                                                                                                
Number 1092                                                                                                                     
                                                                                                                                
KEVIN HAND,  Staff to Representative Andrew  Halcro, Alaska State                                                               
Legislature, came forth  on behalf of the sponsor.   He described                                                               
the changes  made in the  proposed committee substitute  (CS) for                                                               
HB 124 [Version O, 22-LS0087\O,  Lauterbach, 3/21/01].  He stated                                                               
that there is additional language  for criminal background checks                                                               
for  nursing homes  in  Sections 1,  2, and  3  that mirrors  the                                                               
language already present in Sections  4 and 5 for assisted living                                                               
facilities.  The second major  point of contention was that there                                                               
were  some  class A  misdemeanors  that  had  no relevance  to  a                                                               
person's  ability to  serve  as an  aide in  nursing  homes.   He                                                               
explained  that [Version  O]  has removed  the  inclusion of  all                                                               
class A misdemeanors,  in Section 1, paragraph (5),  page 3, line                                                               
7,  and in  Section 4,  [paragraph  (5)] page  5, line  28.   Two                                                               
specific class  A misdemeanors were  included - the  improper use                                                               
of a corpse and failure to register as a sex offender.                                                                          
                                                                                                                                
MR. HAND explained  that the third change  involves the emergency                                                               
involuntary termination  of a  contract.   He indicated  that the                                                               
new language  is on page  9, line  20, and lengthens  the minimum                                                               
time  before revocation  of a  contract  to 72  hours.   Specific                                                               
language that the long-term ombudsman  must receive notice of the                                                               
termination contract  has also been  included.  He added  that if                                                               
[a resident] requests  a conference within 72  hours of receiving                                                               
notice of  the termination, he or  she must be granted  one.  The                                                               
language  has been  changed, on  page 11,  line 9,  to strengthen                                                               
this by  stating, "appropriate care  providers who  shall discuss                                                               
the justification  for, and the appropriateness  of, the proposed                                                               
contract termination."                                                                                                          
                                                                                                                                
Number 1537                                                                                                                     
                                                                                                                                
MR. HAND  noted that there  is still  one point of  contention in                                                               
the bill  that is being  worked on,  which refers to  any offense                                                               
when the  victim was a  resident of  a nursing home  or receiving                                                               
long-term  care.   He  stated  that  this  is hard  to  implement                                                               
because of  the difficulty in finding  information regarding past                                                               
cases, and because of the burden of investigating those cases.                                                                  
                                                                                                                                
CHAIR DYSON  asked if Mr.  Hand is  asking the committee  to pass                                                               
this bill out without that being fixed.                                                                                         
                                                                                                                                
MR. HAND  responded that in the  mind of the sponsor,  that is an                                                               
integral part of the bill.   For example, there is a nursing home                                                               
employee who was recently charged  with heavy theft of a resident                                                               
of a  nursing home.  He  explained that there is  nothing banning                                                               
that person from working in a nursing facility.                                                                                 
                                                                                                                                
CHAIR DYSON  remarked that it  is current practice for  people to                                                               
have  their  state  crime records  checked,  which  is  available                                                               
immediately,  and  then  go  to  work.    He  asked  whether  [an                                                               
applicant]  who "just  got off  the  boat" and  has an  extensive                                                               
criminal record, but  not in Alaska, could be hired  by a nursing                                                               
home.                                                                                                                           
                                                                                                                                
MR. HAND answered  that it was the consensus of  everyone [who is                                                               
involved  in  this  legislation]  that  that  was  an  acceptable                                                               
circumstance because  of the current  labor pool problems  in the                                                               
state.                                                                                                                          
                                                                                                                                
Number 1706                                                                                                                     
                                                                                                                                
CHAIR  DYSON suggested  that language  be added  whereby somebody                                                               
new to  the state  could not  be put  to work  or could  not work                                                               
alone, pending the background check.                                                                                            
                                                                                                                                
MR. HAND  replied that it  was irrelevant whether the  person was                                                               
new to  the state  or not.   The time  it would  take to  get the                                                               
background check done would be the same.                                                                                        
                                                                                                                                
Number 1779                                                                                                                     
                                                                                                                                
REPRESENTATIVE JOULE  asked if  it would  legally be  possible to                                                               
refuse someone work who had just come to the state.                                                                             
                                                                                                                                
CHAIR DYSON responded  that it is his sense that  a person can be                                                               
refused hire pending a background  check, or there can be special                                                               
qualifications whereby the person must be supervised.                                                                           
                                                                                                                                
REPRESENTATIVE WILSON asked how long the background check takes.                                                                
                                                                                                                                
MR. HAND answered that it generally takes about 90 days.                                                                        
                                                                                                                                
REPRESENTATIVE  WILSON remarked  that when  someone starts  a new                                                               
job, he  or she is usually  placed with someone else  until he or                                                               
she is familiar with the job.                                                                                                   
                                                                                                                                
Number 1918                                                                                                                     
                                                                                                                                
MELVIN  RICHARDSON, Community  Care Licensing  Specialist, Mental                                                               
Health  &  Developmental  Disabilities, Department  of  Health  &                                                               
Social Services,  testified via  teleconference.  He  stated that                                                               
he found  some inconsistencies  in the latest  draft on  page 10,                                                               
lines  10-17 and  lines  28-31,  and page  11,  lines  1-10.   He                                                               
clarified  that he  doesn't have  a  problem with  what is  being                                                               
attempted; however, long-term care  ombudsmen are not responsible                                                               
for all  the residents of the  home.  He suggested  that the bill                                                               
be  modified  to  say,  "the long-term  care  ombudsman  will  be                                                               
notified if the resident is 60 years  of age or older."  He added                                                               
that  in  [subsection] (c)  specific  people  are identified  who                                                               
should be given written notice,  who are different from those who                                                               
attend the  conference in  [subsection] (d).   He said  he thinks                                                               
there should be mirror language [in those two sections].                                                                        
                                                                                                                                
CHAIR DYSON  asked Mr.  Richardson if he  thinks the  language on                                                               
page 10, lines 10-17, should be  the same as the language on page                                                               
10, line 28 through page 11, line 10.                                                                                           
                                                                                                                                
MR. RICHARDSON responded  yes, that the people  at the conference                                                               
who  are notified  should  be  the ones  who  are identified  and                                                               
receiving  the written  notice.   He continued,  stating that  he                                                               
believes  the issue  on page  5, lines  8-18, which  addresses an                                                               
individual  who has  committed  a  crime against  a  member of  a                                                               
nursing   home  or   assisted-living  home,   can  be   addressed                                                               
successfully in  regulation if the  language is adopted  as-is by                                                               
putting the burden of proof on the applicant.                                                                                   
                                                                                                                                
Number 2197                                                                                                                     
                                                                                                                                
CHAIR DYSON asked Mr. Richardson whether  or not a person who has                                                               
just arrived in  the state for whom there is  no in-state records                                                               
should be put to work pending the [background check].                                                                           
                                                                                                                                
MR.  RICHARDSON  responded  that   he  understands  the  concern;                                                               
however, there  could be a  resident who  has been in  Alaska for                                                               
ten  years  or  less  who  has a  clean  Alaska  record  but  has                                                               
committed many crimes prior to coming to Alaska.                                                                                
                                                                                                                                
CHAIR  DYSON asked  how practical  it is  to have  a person  work                                                               
under supervision pending the [background check].                                                                               
                                                                                                                                
MR.  RICHARDSON  answered  that  with  large  agencies  it  would                                                               
probably  be  possible.   However,  in  the smaller  communities,                                                               
where  the  labor  pool  is  a  great  deal  less,  [the  nursing                                                               
facilities] probably  would not be  able to recruit  a sufficient                                                               
amount of employees to perform the mission.                                                                                     
                                                                                                                                
Number 2188                                                                                                                     
                                                                                                                                
MONTA  FAYE  LANE,  President,  Alaska  Caregivers  Associations,                                                               
testified via  teleconference.  Referring  to Sections  6 through                                                               
9, regarding  termination of a  residential contract,  she stated                                                               
that it  is necessary for homes  to be safe in  order to operate,                                                               
not only for the staff but for the other residents.  She stated:                                                                
                                                                                                                                
     If  this is  taken  away from  the  homes, they  become                                                                    
     liable  for  the  safety  of  others  and  cannot  make                                                                    
     pertinent business  decisions for themselves.   No home                                                                    
     is going  to arbitrarily  remove a resident  from their                                                                    
     home  without  seeking  all remedies  available.    And                                                                    
     those who  think otherwise are  people who do  not know                                                                    
     the home  business and do not  have the responsibility,                                                                    
     both physically  and fiscally, for other  people.  This                                                                    
     amendment must not be changed.                                                                                             
                                                                                                                                
MS. LANE stated  that she sees a burden with  some of the barrier                                                               
crimes  because they  are  not  clearly defined.    She said  she                                                               
thinks [all  the crimes] should  be looked at individually.   She                                                               
remarked that if she were  interviewing someone who "just got off                                                               
of the  plane" and there  was not a  name check or  a [background                                                               
check], she  would [hire]  the person on  a temporary  work basis                                                               
under  supervision.   She stated  that Section  14 [in  the older                                                               
version of the bill] is  unacceptable since the majority of homes                                                               
in  Alaska are  small and  private, and  it would  be unthinkable                                                               
that  the state  would come  into a  private home  and take  over                                                               
while an  owner and administrator  lives there.  The  state needs                                                               
to strengthen the  statute and regulation, she  said, rather than                                                               
impose receiverships  on private homes.   She remarked  that this                                                               
bill  addresses the  possibility  of  administrators, staff,  and                                                               
volunteers  who bring  harm to  vulnerable adults;  however, this                                                               
does not  address the  vulnerable adults who  move into  the home                                                               
and bring danger and harm to others.                                                                                            
                                                                                                                                
TAPE 01-33, SIDE B                                                                                                              
                                                                                                                                
MS. LANE continued, stating:                                                                                                    
                                                                                                                                
     Many  of us  have  experienced residents  who have  had                                                                    
     unknown  histories  of   violence  and  have  committed                                                                    
     assault to  a staff  member and/or  resident.   This is                                                                    
     totally  unacceptable, and  our association  would like                                                                    
     to see language  included in this bill  that would also                                                                    
     protect those serving and living in the home.                                                                              
                                                                                                                                
Number 2328                                                                                                                     
                                                                                                                                
MS. LANE, in conclusion, stated:                                                                                                
                                                                                                                                
     Please be  gentle with the requirements  for employment                                                                    
     in assisted  living [homes].   Excluding  the Pioneers'                                                                    
     Home,  we have  limited  resources and  a limited  work                                                                    
     pool (indisc.).   Also consider that when  we say "we,"                                                                    
     this  is inclusive  to the  Bush.   You  must not  lose                                                                    
     sight  of the  fact that  the  work pool  is even  more                                                                    
     limited  outside of  Anchorage, Fairbanks,  and Juneau.                                                                    
     These  homes  must  also  operate  on  their  community                                                                    
     resources, which are  far more limited than  ours.  The                                                                    
     felonies  and   misdemeanors  must  be   very  directly                                                                    
     related   to  our   industry  and   must  give   people                                                                    
     opportunities to be gainfully  employed, even when they                                                                    
     have made a  mistake.  We're supposed  to be Christian,                                                                    
     forgiving  people,  and  there   are  people  who  make                                                                    
     mistakes.  And if they  have had treatment and they are                                                                    
     trying to  do the  right thing, we  should give  them a                                                                    
     chance.                                                                                                                    
                                                                                                                                
Number 2220                                                                                                                     
                                                                                                                                
LARAINE DERR, President, Alaska State  Hospital and  Nursing Home                                                               
Association, came forth  and stated that there  are some concerns                                                               
on the part  of their members.   She said one [of  the members of                                                               
the long-term  care committee] is  concerned about  the inclusion                                                               
of contractors  and volunteers in  the language.  She  added that                                                               
in the smaller  places there is a lack of  supervisory staff.  If                                                               
volunteers are  going to  have to be  fingerprinted, the  pool of                                                               
volunteers will start to disappear.                                                                                             
                                                                                                                                
CHAIR DYSON asked  where the balance is between what  can be done                                                               
in statute to protect [vulnerable  adults] and making the law too                                                               
cumbersome to employ people.                                                                                                    
                                                                                                                                
MS. DERR responded that the  balance is excluding contractors and                                                               
volunteers and  to not make it  so cumbersome in the  rural areas                                                               
that [the homes]  can't operate.  Plus, she  said, this continues                                                               
to add cost.                                                                                                                    
                                                                                                                                
REPRESENTATIVE CISSNA stated that she  has read stories on abuses                                                               
and sometimes it has been volunteers.   She said there might be a                                                               
way to fix that.                                                                                                                
                                                                                                                                
Number 2026                                                                                                                     
                                                                                                                                
MR. HAND  pointed out  that [the  bill] specifically  prohibits a                                                               
contractor,  employee, or  regular volunteer.   In  Section 2  it                                                               
provides specific exemptions such as the following:                                                                             
                                                                                                                                
          (3) an individual who occasionally volunteers in                                                                      
     a  nursing  facility  and  who  is  supervised  by  and                                                                    
     performs  these volunteer  services  in close  physical                                                                    
     proximity to the staff of the nursing facility;                                                                            
          (4) a contractor who does not                                                                                         
          (A) provide services directly to one or more                                                                          
          residents; and                                                                                                        
           (B) have unsupervised access to a part of                                                                            
       the facility where services are directly provided                                                                        
          to residents.                                                                                                         
                                                                                                                                
REPRESENTATIVE COGHILL  remarked that it has  been his experience                                                               
that the  paid staff  usually has  direct say  over who  does and                                                               
does not volunteer.   He said many times in  [his] church, people                                                               
working  with children,  as volunteers,  have  to get  background                                                               
checks because they work in  unsupervised places.  If someone was                                                               
volunteering occasionally, he said,  [background checks] were not                                                               
done.   He asked Ms. Derr  if she finds her  volunteers are under                                                               
this kind of scrutiny.                                                                                                          
                                                                                                                                
MS. DERR responded  that [the volunteers] are under  this kind of                                                               
scrutiny at a  nursing home where there are 90  beds; however, in                                                               
a  nursing home  where  there are  ten people,  with  one or  two                                                               
people on  staff, [duties]  are turned over  to volunteers.   She                                                               
noted that [the issue] comes down to what "occasional" means.                                                                   
                                                                                                                                
CHAIR DYSON remarked that although  there is a smaller labor pool                                                               
in the  smaller communities, everyone  knows everybody.   He said                                                               
it  seems to  him that  local references  could be  very valuable                                                               
there; however, someone  who "just gets off the  boat" won't have                                                               
[local references].   He suggested that there  be no unsupervised                                                               
contact with the residents until  the long-term background checks                                                               
are done.  [HB 124 was held over.]                                                                                              
                                                                                                                                

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